CIBC因记录不足,违反通讯方法,被美国监管者罚款4 200万美元。 CIBC fined $42M by US regulators for inadequate records, violating communication methods.
加拿大帝国商业银行(CIBC)因未能保持适当记录而被美国监管机构罚款4 200万美元,商品期货交易委员会(CFTC)处以3 000万美元罚款,证券交易委员会(SEC)为两个司增加了1 200万美元。 The Canadian Imperial Bank of Commerce (CIBC) has been fined $42 million by U.S. regulators for failing to maintain proper records, with the Commodity Futures Trading Commission (CFTC) imposing a $30 million penalty and the Securities and Exchange Commission (SEC) adding $12 million for two divisions. 违规行为涉及未经批准的通信方法,如个人文本。 Violations involved unapproved communication methods, such as personal texts. CIBC与当局合作,实施内部惩戒。 CIBC has cooperated with authorities and implemented internal corrections. 加拿大其他银行也面临类似的处罚。 Other Canadian banks have faced similar penalties.