英国FCA对Macquarie银行1300万英镑的罚款, 罪名是内部失灵, 让商人通过假交易隐藏损失。 UK's FCA fines Macquarie Bank £13M for internal failures that let a trader hide losses via fake trades.

英国金融行为管理局(FCA)对Macquarie银行罚款1 300万英镑,原因是内部控制失败,使初级交易商得以记录400多项假交易,以掩盖2020年至2022年期间的损失,损失5 780万美元。 The UK's Financial Conduct Authority (FCA) fined Macquarie Bank £13 million due to internal control failures that enabled a junior trader to record over 400 fake trades to conceal losses between 2020 and 2022, costing the bank $57.8 million. 贸易商Travis Klein被禁止从事金融业。 The trader, Travis Klein, was banned from the financial industry. Macquarie自报了该事件,此后一直在努力改进其系统和控制。 Macquarie self-reported the incident and has since worked to improve its systems and controls.

November 26, 2024

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