证券律师 Samuel Cole 因建议客户在反向收购交易中使用女友作为名义买家而被罚款 20,000 美元并停职 4 个月。 Securities lawyer Samuel Cole fined $20,000 and suspended for 4 months for advising client to use girlfriend as a nominee buyer in reverse takeover deal.
BC The B.C. 证券律师塞缪尔·科尔(Samuel Cole)建议其客户在反向收购中利用其女友作为股票的名义买家,被罚款2万美元并暂停执业四个月。 securities lawyer, Samuel Cole, who advised his client to use the client's girlfriend as a nominee buyer of shares during a reverse takeover, has been fined $20,000 and suspended from practice for four months. 他最初对他犯有职业不当行为的决定提出上诉,但后来承认他的行为是错误的。 He initially appealed against the decision that he committed professional misconduct but later admitted his actions were wrong.