加拿大股票经纪人监管者罚款,并暂停John Lunam因协助与欺诈者有关的未经授权投资而被罚款。 Canadian stockbroker regulator fines and suspends John Lunam for aiding unauthorized investments linked to a fraudster.

加拿大股票经纪人监管人John David Lunam曾是Assante资本管理公司的雇员,他协助未经授权的私人投资,因此被罚款并停职。 Canada's stockbroker regulator has fined and suspended John David Lunam, a former Assante Capital Management employee, for facilitating unauthorized private investments. 加拿大投资监管组织(CIRO)对Lunam CAD 30,000处以罚款,并将他停职18个月。 The Canadian Investment Regulatory Organization (CIRO) fined Lunam CAD 30,000 and suspended him for 18 months. 卢娜姆帮助客户投资316,500CAD 316,500 用于私人投放 与有证券欺诈史的 公款股票推销商罗伯特・希利斯・米勒有关的私人投放。 Lunam helped clients invest CAD 316,500 in private placements connected to penny stock promoter Robert Hillis Miller, who has a history of securities fraud. Lunam在一次调查面谈中承认了他的不当行为。 Lunam admitted his misconduct during an investigatory interview.