GQG合作伙伴向证交会支付500K美元,解决阻碍举报人举报的指控。 GQG Partners pays $500K to SEC, settling allegations of hindering whistleblower reporting.

一家资产管理公司GQG合作伙伴同意向证交会支付50万美元,以解决关于违反举报人保护规则的指控。 GQG Partners, an asset management firm, has agreed to pay $500,000 to the SEC to settle allegations of violating whistleblower protection rules. 该公司要求12名个人签署不披露协议,妨碍他们向监管机构报告潜在的证券违规情况。 The firm required 12 individuals to sign non-disclosure agreements that hindered them from reporting potential securities violations to regulators. GQG在没有承认或否认调查结果的情况下解决了问题,并将停止这种做法。 GQG settled without admitting or denying the findings and will cease such practices going forward. 证交会强调,公司不能阻碍举报人的通信。 The SEC emphasizes that companies cannot obstruct whistleblower communications.