坎托·菲茨杰拉德(Cantor Fitzgerald),由特朗普的商业选手领导,因误导SPAC投资者,处以罚款6.75M美元。 Cantor Fitzgerald, led by Trump's Commerce pick, fined $6.75M for misleading SPAC investors.
证交会指控坎托·菲茨杰拉德(Cantor Fitzgerald)在SPACs的误导投资者。 The SEC has charged Cantor Fitzgerald, a financial firm led by President-elect Trump's Commerce Department nominee Howard Lutnick, with misleading investors in SPACs. 该公司同意通过承诺遵守证券法并支付675万美元的罚款来和解。 The firm agreed to settle by promising to comply with securities laws and paying a $6.75 million penalty. 证交会发现,Cantor公司造成两个SPAC公司错误地否认在它们的IPO之前与潜在的兼并目标进行实质性讨论。 The SEC found that Cantor caused two SPACs to falsely deny having substantive discussions with potential merger targets before their IPOs.