Alan Abergel P.C.的法律事务所 扩大了加利福尼亚团队,帮助金融公司管理更多的监管审查和执法风险。
The Law Offices of Alan Abergel P.C. expanded its California team to help financial firms manage increased regulatory scrutiny and enforcement risks.
Alan Abergel P.C.的法律事务所
The Law Offices of Alan Abergel P.C.
其加利福尼亚金融服务法律小组已经扩大,以处理对设在洛杉矶的公司日益加强监管监督的问题。
has expanded its California financial services legal team to address rising regulatory scrutiny on Los Angeles-based firms.
该公司现在为面临SEC、FinCEN和FINRA等机构的调查、证券行动、仲裁和许可证发放威胁的企业提供更多支持。
The firm now offers enhanced support for businesses facing investigations, securities actions, arbitration, and licensing threats from agencies like the SEC, FinCEN, and FINRA.
它强调早期法律干预以防止执法行动,就遵守、反洗钱规则、传票和交易中监管风险评估提供战略咨询。
It emphasizes early legal intervention to prevent enforcement actions, providing strategic counsel on compliance, anti-money laundering rules, subpoenas, and regulatory risk assessment in transactions.
扩大后,更加侧重于金融服务客户在复杂的监督中进行行政防卫和遵守证券规则。
The expansion strengthens its focus on administrative defense and securities compliance for financial services clients navigating complex oversight.