SEBI提出了新的“合适和适当”规则,以更公平、基于原则的评估取代自动取消资格。
SEBI proposes new 'fit and proper' rules to replace automatic disqualifications with fairer, principle-based assessments.
印度证券交易委员会(SEBI)已提议对其市场中介的“适当和适当”规则进行重大修改,目的是加强公平性,减少根据未决刑事案件或结业程序自动取消资格的情况。
The Securities and Exchange Board of India (SEBI) has proposed major changes to its 'fit and proper' rules for market intermediaries, aiming to enhance fairness and reduce automatic disqualifications based on pending criminal cases or winding-up proceedings.
2026年2月4日的咨询文件建议用以诚信和行为为重点的基于原则的评估来取代刚性触发器,要求最终法院裁决失资,编码听证权,并消除默认的五年禁令.
The Feb. 4, 2026, consultation paper suggests replacing rigid triggers with principle-based assessments focused on integrity and conduct, requiring final court orders for disqualifications, codifying the right to a hearing, and eliminating default five-year bans.
中介机构现在必须在取消资格事件发生后7天内通知SEBI,取消资格的关键人员必须在30天内更换。
Intermediaries must now notify SEBI within seven days of a disqualifying event, and disqualified key personnel must be replaced within 30 days.
被宣布不合格的个人将保留经济所有权,但丧失投票权。
Individuals declared unfit would retain economic ownership but lose voting rights.
公众到2月25日才能发表评论。
The public has until Feb. 25 to comment.