加拿大的CIRO惩罚三名前投资代表犯有不当行为,包括盗窃和欺诈行为,禁令和罚款总额超过779 000美元。 Canada’s CIRO penalized three ex-investment reps for misconduct, including theft and fraud, with bans and fines totaling over $779,000.

2026年,加拿大金融监管机构CIRO对三名前投资代表的不当行为处以严厉处罚。 In 2026, Canada’s financial regulator CIRO imposed severe penalties on three former investment representatives for misconduct. Matthew Philip Ewing被禁10年,并因不当的客户交易和监督失误被罚款75 000美元,尽管没有证明有任何直接伤害或利润。 Matthew Philip Ewing was banned for 10 years and fined $75,000 over improper client dealings and supervision failures, though no direct harm or profit was proven. Omer Naek在承认通过假账户从老年人和已故客户那里偷东西后,被永久禁止并被命令支付164 151美元。 Omer Naek was permanently banned and ordered to pay $164,151 after admitting to stealing from elderly and deceased clients via fake accounts. Kevin Douse因挪用25个投资者的180多万美元,包括伪造记录和不合作,受到终身禁令和56万美元罚款。 Kevin Douse received a lifetime ban and a $560,000 penalty for misappropriating over $1.8 million from 25 investors, including falsifying records and failing to cooperate. 所有案例都突显了CIRRO对保护脆弱客户和维护市场完整性的重视,即使没有证明财政损失。 All cases highlight CIRO’s focus on protecting vulnerable clients and upholding market integrity, even without proven financial loss.