印度于2026年更新了其股票经纪人规则,使监督现代化,简化合规程序,提高市场效率。 India updated its stockbroker rules in 2026 to modernize oversight, simplify compliance, and boost market efficiency.

SEBI以更新的2026年规则取代了1992年的股票经纪人条例,以简化遵守情况并使监督工作现代化。 SEBI has replaced its 1992 stockbroker regulations with updated 2026 rules to simplify compliance and modernize oversight. 新框架精简了语言,删除了诸如实际分享交付和次级经纪人规则等过时的规定,并将内容重组为11个更明确的章节,使文件篇幅几乎减少一半。 The new framework streamlines language, removes outdated provisions like physical share delivery and sub-broker rules, and reorganizes content into 11 clearer chapters, cutting the document size nearly in half. 关键的变化包括:允许经纪人在其他金融监管机构的框架内运作,允许电子记录保存,与交易所或清算公司进行联合检查,加强对大宗经纪人的监督。 Key changes include allowing brokers to operate under other financial regulators’ frameworks, enabling electronic recordkeeping, joint inspections with exchanges or clearing corporations, and enhanced supervision for high-volume brokers. 专利交易和清算成员的定义已经澄清,证券交易所现在被指定为第一线监测器。 Definitions for proprietary trading and clearing members have been clarified, and stock exchanges are now designated as first-line monitors. 2025年12月核准的这些规则旨在提高印度证券市场的透明度和效率。 The rules, approved in December 2025, aim to boost transparency and efficiency in India’s securities market.