根据新的证交会规则 2026年3月18日起 在美国的外国公司内幕人员必须报告股票交易 Foreign company insiders in the U.S. must report stock trades starting March 18, 2026, under new SEC rules.

2026年3月18日,美国名单上的外国私人发行商的董事和官员将被要求根据《证券交易法》第16(a)条报告其股票持有情况和交易,从而终止长期豁免。 On March 18, 2026, directors and officers of foreign private issuers (FPIs) listed in the U.S. will be required to report their stock holdings and transactions under Section 16(a) of the Securities Exchange Act, ending a long-standing exemption. 该规则通过2026财政年度《国防授权法》颁布,授权提交表格3、4和5,通过SEC EDGAR系统提交表格3、4和5,规定提交初次报告、交易报告和年度报告的期限。 The rule, enacted via the National Defense Authorization Act for Fiscal Year 2026, mandates filings of Forms 3, 4, and 5 through the SEC’s EDGAR system, with deadlines for initial, transactional, and annual reports. 然而,外国证券投资公司内部人员不会面临短期利润回收或短期销售限制。 However, FPI insiders will not face short-swing profit recovery or short-sale restrictions. 具有类似披露规则的国家内部人士可能享有豁免,但尚待证交会制定规则。 A potential exemption for insiders from countries with similar disclosure rules remains pending SEC rulemaking. 不遵守行为可能导致执法行动和处罚。 Noncompliance may result in enforcement actions and penalties.