从2026年3月起,在美国上市的外国公司现在必须遵循内幕交易报告规则。 Foreign companies listed in the U.S. must now follow insider trading reporting rules starting March 2026.

美国证券和交易委员会已最后确定规则,要求美国名单上的外国私人发行商遵守2026年3月18日生效的第16(a)条内幕报告规定。 The U.S. Securities and Exchange Commission has finalized rules requiring foreign private issuers (FPIs) listed in the U.S. to comply with Section 16(a) insider reporting, effective March 18, 2026. 外国证券投资公司的董事、官员和重要股东现在必须在成为内幕人员后10天内提交表格3,在交易后两个工作日内提交表格4,每年提交表格5。 FPI directors, officers, and significant shareholders must now file Form 3 within 10 days of becoming insiders, Form 4 within two business days of transactions, and Form 5 annually. 这一变化结束了长期豁免,增加了透明度,并使外国证券投资与国内公司保持一致。 This change ends long-standing exemptions, enhancing transparency and aligning FPIs with domestic companies. 虽然外国证券投资仍不受短期利润回收和短期销售规则的约束,但它们必须建立内部控制和报告制度。 While FPIs remain exempt from short-swing profit recovery and short-selling rules, they must establish internal controls and reporting systems. 证交会说,这一行动加强了市场完整性和投资者保护。 The SEC says the move strengthens market integrity and investor protection.