根据新的证交会规则,美国境内的外国公司内幕人员必须报告2026年3月18日起的股票持有和交易情况。 Foreign company insiders in the U.S. must report stock holdings and trades starting March 18, 2026, under new SEC rules.

2026年3月18日, 外国私人发行商的董事和官员 必须遵守美国的规定。 On March 18, 2026, directors and officers of foreign private issuers must comply with U.S. 第16(a)节关于证券持有和交易的报告要求,包括向证交会提交表格3、4和5。 Section 16(a) reporting requirements, including filing Forms 3, 4, and 5 with the SEC on securities holdings and transactions. 这项规则通过2026年《国防授权法》颁布,适用于外国证券投资局内部人员,但排除10%的股东,不强制收回短汇利润。 The rule, enacted via the National Defense Authorization Act of 2026, applies to FPI insiders but excludes 10% shareholders and does not impose short-swing profit recovery. 申报必须用英文提交,表格3应在任命时提交,表格4必须在大多数交易发生后两个工作日内提交。 Filings must be submitted in English, with Form 3 due at appointment and Form 4 within two business days of most transactions. 如果外国法律提供基本相似的报告,尽管标准尚未确定,但证交会可以给予豁免。 The SEC may grant exemptions if foreign laws provide substantially similar reporting, though criteria remain undefined.