澳大利亚的ANZ银行以包括有缺陷的债券销售和误导客户在内的不当行为罚款2.5亿澳元。 Australia’s ANZ Bank fined A$250M for misconduct including flawed bond sales and misleading customers.

澳大利亚的ANZ银行因广泛的不当行为,包括不当处理140亿美元的政府债券销售、不准确报告债券市场营业额以及客户服务不善,被联邦法院下令支付创纪录的2.5亿澳元罚款。 Australia’s ANZ Bank has been ordered to pay a record A$250 million fine by the Federal Court for widespread misconduct, including improper handling of a $14 billion government bond sale, inaccurate reporting on bond market turnover, and failures in customer service. 这一处罚是国际标准行业分类对单一实体有史以来获得的最大处罚,源于四种不同的违规行为,包括收取不当费用、在利率上误导客户以及未能处理艰苦条件要求。 The penalty, the largest ever secured by ASIC against a single entity, stems from four separate violations, including charging improper fees, misleading customers on interest rates, and failing to address hardship requests. 法院裁定,最初的ACIC处罚太低,称不当行为“不可原谅”,并强调零售部门和机构司的系统治理失败。 The court ruled the original ASIC penalty was too low, calling the misconduct “inexcusable” and highlighting systemic governance failures across retail and institutional divisions. 这项决定强调对金融机构的风险管理和问责制进行监管和司法审查。 The decision underscores regulatory and judicial scrutiny of financial institutions’ risk management and accountability.