新西兰中央银行就违反反洗钱和打击资助恐怖主义行为对ASB银行提起诉讼,导致罚款6.73M美元。 New Zealand's central bank sued ASB Bank over AML-CFT breaches, leading to a $6.73M penalty.

新西兰储备银行以客户尽职调查、交易监测和报告方面的失误为由,对ASB银行提起民事诉讼,指控其至少2019年违反反洗钱-打击资助恐怖主义法的行为。 The Reserve Bank of New Zealand has filed civil proceedings against ASB Bank over alleged AML-CFT law breaches dating to at least 2019, citing failures in customer due diligence, transaction monitoring, and reporting. ASB承认了所有七项指控,并同意建议罚款673万美元,由法院决定。 ASB admitted all seven charges and agreed to a recommended $6.73 million penalty, which the court will decide. 银行说,它在2024年2月之前解决了所有积压的警报,并加强了遵守制度。 The bank said it resolved all backlogged alerts by February 2024 and has strengthened compliance systems. RBNZ强调,不遵守规定会损害金融诚信,并警告该行业,指出ASB没有被指控促成实际洗钱或资助恐怖主义。 The RBNZ stressed that non-compliance undermines financial integrity and warned the industry, noting ASB was not accused of enabling actual money laundering or terrorism financing.