印度的SEBI禁止Prabhudas Lilladher从2025年12月15日起新客户入境七天,
India's SEBI bans Prabhudas Lilladher from new clients for seven days starting Dec. 15, 2025, over fund misuse, false reporting, and poor client handling.
印度证券监管机构SEBI(SEBI)禁止股票经纪人Prabhudas Lilladher从2025年12月15日起接受新客户7天时间,
India's securities regulator, SEBI, has banned stockbroker Prabhudas Lilladher from taking on new clients for seven days starting December 15, 2025, over multiple regulatory breaches.
该禁令源于2022年11月对2021年4月至2022年10月的联合检查,发现客户资金被滥用,包括2021年7月亏损2.7亿卢比、保证金报告不准确、客户账户结算延迟、不当经纪费用以及将交易所罚款转嫁给客户。
The ban follows a joint inspection from November 2022 covering April 2021 to October 2022, revealing misuse of client funds, including a ₹2.7 crore shortfall in July 2021, inaccurate margin reporting, delayed client account settlements, improper brokerage charges, and passing on exchange penalties to clients.
SEBI驳回了关于技术错误或与大流行病有关的干扰的主张,指出侵权行为损害了投资者的保护和市场的完整性。
SEBI rejected claims of technical errors or pandemic-related disruptions, stating the violations compromised investor protection and market integrity.