Macquarie在违反盾牌总基金超级规则后向3 000名投资者偿还了321万美元。
Macquarie repays $321M to 3,000 investors after breaching super rules on Shield Master Fund.
Macquarie投资管理有限公司承认违反退休金规则,没有监测盾牌总基金,同意向2022年至2023年期间通过该基金损失储蓄的大约3 000名投资者偿还3.21亿美元。
Macquarie Investment Management Ltd has admitted to breaching superannuation rules by failing to monitor the Shield Master Fund, agreeing to repay $321 million to about 3,000 investors who lost savings through the fund between 2022 and 2023.
澳大利亚证券和投资委员会确认,Macquarie没有将基金列入观察名单,尽管它没有记录,违反了《公司法》。
The Australian Securities and Investments Commission confirmed Macquarie did not place the fund on a watch list despite its lack of track record, violating the Corporations Act.
ASIC接受法院可强制执行的承诺,全额偿还投资者的原始资本(减去提款),以恢复其财务状况。
ASIC accepted a court-enforceable undertaking for full repayment of investors’ original capital, minus withdrawals, to restore their financial position.
由于Macquarie的合作和及时解决,没有判处任何民事处罚。
No civil penalty was imposed due to Macquarie’s cooperation and timely resolution.
ASIC还在对公平信托人采取法律行动,并继续调查与盾牌和第一监护人总基金有关的不当行为,这些不当行为共影响到约11 000人,造成12亿美元的损失。
ASIC is also pursuing legal action against Equity Trustees and continues investigating misconduct tied to Shield and the First Guardian Master Fund, which together impacted around 11,000 people and caused $1.2 billion in losses.