新西兰高等法院裁定,有效的专业证书可以在批发报价中确认合格的投资者地位。
New Zealand's High Court rules that valid professional certificates can confirm eligible investor status in wholesale offers.
新西兰高等法院的一项裁决澄清了根据《金融市场行为法》在批发投资提议中有资格成为“合格投资人”的规则。
A New Zealand High Court ruling clarifies the rules for qualifying as an "eligible investor" in wholesale investment offers under the Financial Markets Conduct Act.
法院确认,发价人可以依赖金融顾问、律师或会计师认证的证明,只要证明理由有效且不能支持索赔要求。
The Court confirmed that offerors can rely on certificates validated by financial advisers, lawyers, or accountants, as long as the grounds for certification are valid and not incapable of supporting the claim.
货币基金欢迎这一决定,强调发价人必须核实证书的有效性,专业人员必须确保准确的证书。
The FMA welcomed the decision, emphasizing that offerors must verify certificate validity and that professionals must ensure accurate certifications.
裁决支持对批发市场的信心,同时加强保障措施,防止误导投资者进入高风险、不受管制的投资。
The ruling supports confidence in wholesale markets while reinforcing safeguards to prevent misleading investors into high-risk, unregulated investments.