ASIC起诉Macqarie集团,因为未能报告多达15亿的短销售额,从而危及市场诚信。 ASIC sues Macquarie Group for failing to report up to 1.5 billion in short sales, risking market integrity.

澳大利亚的金融监督机构ACIC正在起诉Macquarie集团,据称该集团在2009年至2024年期间未能报告多达15亿的短销售额,这有可能危及市场的完整性。 Australia's financial watchdog, ASIC, is suing Macquarie Group for allegedly failing to report up to 1.5 billion short sales between 2009 and 2024, risking market integrity. 短期销售涉及出售非拥有的证券,目的是以较低价格回购。 Short sales involve selling securities not owned, with the aim of buying back at a lower price. Macquarie在2022年后期查明并自我报告了这一问题,实施了更多的控制措施。 Macquarie identified and self-reported the issue in late 2022, implementing additional controls. 这是ACIC一年来针对Macquarie采取的第四次管制行动。 This is the fourth regulatory action against Macquarie by ASIC in a year.