ASIC指控Macquarie银行在贸易中严重不遵守规定,影响到375 000多个贸易。
ASIC accuses Macquarie Bank of major compliance failures in trading, affecting over 375,000 trades.
澳大利亚的金融监督机构ACIC指控Macquarie银行在其期货交易和衍生品交易中严重不遵守规定,包括误报375 000多宗交易。
Australia's financial watchdog, ASIC, has accused Macquarie Bank of significant compliance failures in its futures dealing and derivatives trading, including misreporting over 375,000 trades.
监管者已命令银行制定一项补救计划,并任命一名独立专家审查和监测改进情况。
The regulator has ordered the bank to develop a remediation plan and appoint an independent expert to review and monitor improvements.
这一举措旨在提高市场透明度,并解决当前的合规问题。
This move aims to enhance market transparency and address ongoing compliance issues.