联合王国的FCA发现财务顾问在83%的案例中提供了适当性审查,敦促更好地遵守规定。 UK's FCA finds financial advisers provided suitability reviews in 83% of cases, urges better compliance.

联合王国财务行为管理局发现,在83%的案件中,财务顾问提供了适当性审查,15%的客户拒绝或没有答复。 The UK's Financial Conduct Authority (FCA) found that financial advisers provided suitability reviews in 83% of cases, with 15% of clients declining or not responding. 根据22家大公司提供的数据,《公平竞争法》发现了一些不良做法,例如客户合同中服务说明不明确。 Based on data from 22 major firms, the FCA discovered some poor practices, such as unclear service descriptions in client contracts. 监管者正在敦促各公司审查其遵守情况,并可能更新现行咨询服务规则。 The regulator is urging firms to review their compliance and may update rules for ongoing advice services.