Axis证券公司向SEBI支付了14.62万卢比,以解决一个交易商的内幕交易案件。 Axis Securities paid Rs 14.62 lakh to SEBI to settle a case over insider trading by one of its dealers.

Axis证券公司向SEBI支付了14.62万卢比,以解决其中一名交易商Vikrant Bhimrao Kadam及其朋友利用一个主要客户的内线信息从事非法前期交易的案件。 Axis Securities paid Rs 14.62 lakh to SEBI to settle a case where one of its dealers, Vikrant Bhimrao Kadam, and his friend engaged in illegal front-running trades using insider information from a major client. SEBI发现,轴心证券没有遵循适当的合规政策,也没有尽职尽责。 SEBI found that Axis Securities failed to follow proper compliance policies and did not exercise due diligence. 该公司同意和解,但没有认罪。 The company agreed to the settlement without admitting guilt.