由于五个ETF的费用不足, 塞比因不遵守TER规则而罚款了尼邦生命印度资产管理公司及其受托人. SEBI fined Nippon Life India Asset Management and its trustee for non-compliance with TER rules due to undercharged expenses for five ETFs.

由于没有遵守总费用比例 (TER) 规则, 塞比对日丰生命印度资产管理公司及其受托人处以30万印度卢比的罚款. SEBI fined Nippon Life India Asset Management Co and its trustee INR 3 lakh for non-compliance with Total Expense Ratio (TER) rules. 该公司对五个ETF公司支出过低,导致计划支出超额。 The firm undercharged expenses for five ETFs, resulting in excess expenses for schemes. 这种违反 SEBI 准则的行为要求 AMC 无一例外地遵守规定，导致 AMC 被处以 20 万印度卢比的罚款，对 Nippon Life India 受托人处以 10 万印度卢比的罚款。 This violation of SEBI guidelines, which require AMCs to follow regulations without exception, led to the imposed penalties of INR 2 lakh on the AMC and INR 1 lakh on Nippon Life India Trustee.

August 08, 2024

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