瑞典金融监管局对纳斯达克斯德哥尔摩交易所处以 1 亿瑞典克朗罚款,原因是其在 2021 年至 2022 年四次重大公司活动中内幕交易监控不合规。 Sweden's Financial Supervisory Authority fined Nasdaq Stockholm SEK 100M for insider trading monitoring non-compliance during four major company events between 2021 and 2022.
瑞典金融监管局对纳斯达克斯德哥尔摩交易所处以 1 亿瑞典克朗(958 万美元)罚款,原因是该交易所在 2021 年至 2022 年四次重大公司活动中多次未遵守有关内幕交易监控的交易所规则。 Sweden's Financial Supervisory Authority fined Nasdaq Stockholm SEK 100M ($9.58M) for not complying with bourse rules on multiple occasions relating to insider trading monitoring during four major company events between 2021 and 2022. 监管机构还发现纳斯达克斯德哥尔摩交易所开展两种金融工具的交易违反了监管框架。 The regulator also found that Nasdaq Stockholm initiated trading in two financial instruments in violation of the regulatory framework. 但这些违规行为还不足以严重到需要撤销授权或发出警告。 However, these violations were not severe enough to warrant revocation of authorization or a warning.