Goodbody Stockbrokers 被央行罚款 122.5 万欧元。 Goodbody Stockbrokers fined €1.225m by Central Bank.

Goodbody Stockbrokers 因未能建立有效框架来监控可疑交易活动，违反了欧盟市场滥用法规规定的义务，被中央银行罚款 122.5 万欧元。 Goodbody Stockbrokers was fined €1.225m by the Central Bank for failing to establish an effective framework to monitor suspicious trading activity, breaching its obligations under EU Market Abuse Regulations. 该问题首次在央行 2020 年市场滥用主题审查期间被发现，该审查发现 Goodbody 的贸易监管在 2016 年 7 月至 2022 年 1 月期间没有针对市场滥用行为有效运作。 The issue was first identified during the Central Bank's Market Abuse Thematic Review in 2020, which found Goodbody's trade surveillance did not operate effectively in relation to market abuse during July 2016 to January 2022.

February 29, 2024

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